This training program is designed to provide junior attorneys of BPI member institutions an overview of U.S. statutory, regulatory and supervisory requirements and expectations of banks and bank holding companies. As reflected in the agenda below, the goal is to provide attorneys with a background on the basic legal and regulatory structure for banking; an introduction to key regulatory issues they will likely face.

Virtual Attorney Training Agenda

Jeremy Newell, Partner, Covington & Burling LLP

  • Bank Charter Types & Principal Regulatory Authorities
  •  Introduction to the Financial Holding Company Structure
  • Bank Holding Company and Financial Holding Company Activities and Restrictions (including the Volcker Rule)
  • Inter-Affiliate Transaction Restrictions

Bill Nelson, Executive Vice President and Chief Economist, Bank Policy Institute

  • The Bank Balance Sheet
  • Banking Issues in Current Public Policy
  • Introduction to Prudential Regulation of Capital and Liquidity

Brett Waxman, SVP, Senior Associate General Counsel, Bank Policy Institute Anna Harrington, SVP, Associate General Counsel, Bank Policy Institute Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute

  • Dodd-Frank Act Enhanced Prudential Standards and 2018 Tailoring Amendments
  • CCAR and Stress Testing
  • Dodd-Frank Resolution Planning Requirements

Gregg Rozansky, SVP, Senior Associate General Counsel, Bank Policy Institute Dafina Stewart, SVP, Senior Associate General Counsel, Bank Policy Institute

  • Bank Powers
  • Regulation of Deposit Taking and Lending
  • Branching and Operating Subsidiaries

Greg Baer, President & CEO, Bank Policy Institute

Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute

John Court, SVP, General Counsel, Bank Policy Institute Angelena Bradfield, SVP, AML/BSA, Sanctions & Privacy, Bank Policy Institute

  • MRAs (Matters Requiring Attention)
  • Enforcement Actions
  • Guidance on Guidance
  • AML/BSA

Chris Feeney, Executive Vice President and President of BITS, Bank Policy Institute

Naeha Prakash, Regulatory Affairs, Bank Policy Institute

  • CFPB Authority and Jurisdiction
  • CFPB Structure & Organization
  • UDAAP vs UDAP
  • Key CFPB Regulations

1 BITS, the technology and cybersecurity policy division of BPI, also runs a board governance program focused on cybersecurity. This year, the program will include a meeting in the July timeframe for a handful of board directors, CIOs, CISOs and CROs to discuss board reporting and crisis response planning, as well as a meeting in the fall (likely November timeframe) for CEOs and board directors to discuss crisis response planning and share effective practices.

Registration

  • Address

  • A hard-copy of the training materials will be sent to you in advance of the training session. If you would not like to receive a hard-copy of the training materials, please leave this section blank.

  • Price: $500.00