Virtual Attorney Training
This training program is designed to provide junior attorneys of BPI member institutions an overview of U.S. statutory, regulatory and supervisory requirements and expectations of banks and bank holding companies. As reflected in the agenda below, the goal is to provide attorneys with a background on the basic legal and regulatory structure for banking; an introduction to key regulatory issues they will likely face.
Virtual Attorney Training Agenda
Financial Regulatory System and Holding Company Structures
Jeremy Newell, Partner, Covington & Burling LLP
- Bank Charter Types & Principal Regulatory Authorities
- Introduction to the Financial Holding Company Structure
- Bank Holding Company and Financial Holding Company Activities and Restrictions (including the Volcker Rule)
- Inter-Affiliate Transaction Restrictions
The Bank Balance Sheet and Introduction to Prudential Regulation of Capital and Liquidity
Bill Nelson, Executive Vice President and Chief Economist, Bank Policy Institute
- The Bank Balance Sheet
- Banking Issues in Current Public Policy
- Introduction to Prudential Regulation of Capital and Liquidity
Enhanced Prudential Standards, Tailoring and Resolution Planning for Large Banking Organizations
Brett Waxman, SVP, Senior Associate General Counsel, Bank Policy Institute Anna Harrington, SVP, Associate General Counsel, Bank Policy Institute Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute
- Dodd-Frank Act Enhanced Prudential Standards and 2018 Tailoring Amendments
- CCAR and Stress Testing
- Dodd-Frank Resolution Planning Requirements
Regulation of FDIC-Insured Depository Institutions
Gregg Rozansky, SVP, Senior Associate General Counsel, Bank Policy Institute Dafina Stewart, SVP, Senior Associate General Counsel, Bank Policy Institute
- Bank Powers
- Regulation of Deposit Taking and Lending
- Branching and Operating Subsidiaries
Banking Agency Response to COVID-19 and Directions in U.S. Banking Law and Regulations
Greg Baer, President & CEO, Bank Policy Institute
Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute
Supervision and Enforcement
John Court, SVP, General Counsel, Bank Policy Institute Angelena Bradfield, SVP, AML/BSA, Sanctions & Privacy, Bank Policy Institute
- MRAs (Matters Requiring Attention)
- Enforcement Actions
- Guidance on Guidance
- AML/BSA
Supervisory Priorities: Cybersecurity, Operational Resiliency and Trends in Technology
Chris Feeney, Executive Vice President and President of BITS, Bank Policy Institute
Key Consumer Protection Regulations and Issues
Naeha Prakash, Regulatory Affairs, Bank Policy Institute
- CFPB Authority and Jurisdiction
- CFPB Structure & Organization
- UDAAP vs UDAP
- Key CFPB Regulations
Registration
1 BITS, the technology and cybersecurity policy division of BPI, also runs a board governance program focused on cybersecurity. This year, the program will include a meeting in the July timeframe for a handful of board directors, CIOs, CISOs and CROs to discuss board reporting and crisis response planning, as well as a meeting in the fall (likely November timeframe) for CEOs and board directors to discuss crisis response planning and share effective practices.