Virtual Attorney Training – Spring 2021

April 29, 2021 - April 30, 2021
Virtual
Virtual Attorney Training – Spring 2021

This training program is designed to provide junior attorneys of BPI member institutions an overview of U.S. statutory, regulatory and supervisory requirements and expectations of banks and bank holding companies. As reflected in the agenda below, the goal is to provide attorneys with a background on the basic legal and regulatory structure for banking; an introduction to key regulatory issues they will likely face.

Covering topics, including:

Financial Regulatory System and Regulation of the Holding Company

Jeremy Newell, Partner, Covington & Burling LLP

  • Bank Charter Types & Principal Regulatory Authorities
  • Introduction to the Financial Holding Company Structure
  • Bank Holding Company and Financial Holding Company Activities and Restrictions (including the Volcker Rule)
  • Inter-Affiliate Transaction Restrictions

The Bank Balance Sheet and Introduction to Capital and Liquidity

Bill Nelson, EVP, Chief Economist, Bank Policy Institute

  • The Bank Balance Sheet
  • Banking Issues in Current Public Policy
  • Introduction to Prudential Regulation of Capital and Liquidity

Enhanced Prudential Standards

Brett Waxman, SVP, Senior Associate General Counsel, Bank Policy Institute

Anna Harrington, SVP, Associate General Counsel, Bank Policy Institute

  • Dodd-Frank Act Enhanced Prudential Standards
  • CCAR and Stress Testing
  • NSFR and LCR

Resolution Planning for Large Banking Organizations

Lauren Anderson, SVP, Associate General Counsel, Bank Policy Institute

Regulation of FDIC-Insured Depository Institutions

John Court, EVP, General Counsel, Bank Policy Institute

Dafina Stewart, SVP, Senior Associate General Counsel, Bank Policy Institute

  • Bank Powers
  • Regulation of Deposit Taking and Lending
  • Branching and Operating Subsidiaries

Hot Topics and Current Developments in Banking Regulation

Greg Baer, President & CEO, Bank Policy Institute

Key Consumer Protection Regulations and Issues

Paige Paridon, SVP, Associate General Counsel, Bank Policy Institute

  • CFPB Authority and Jurisdiction
  • CFPB Structure & Organization
  • UDAAP vs UDAP
  • Key CFPB Regulations

Supervision and Enforcement

Gregg Rozansky, SVP, Senior Associate General Counsel, Bank Policy Institute

  • MRAs (Matters Requiring Attention)
  • Enforcement Actions
  • Guidance on Guidance

Key AML and Sanctions Requirements and Developments

Angelena Bradfield, SVP, AML/BSA, Sanctions & Privacy, Bank Policy Institute

  • AML/BSA
  • Sanctions

April 29 – April 30, 2021

Day 1: 9:00 a.m. – 3:00 p.m. ET | Day 2: 9:00 a.m. – 1:00 p.m. ET

Registration Price: $500 / Attendee

Click here to download the Virtual Attorney Training agenda >>


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